AVP, Operations Assurance & Audit Mgt
Core
Execute end-to-end assurance reviews and monitor Wholesale Banking & Global Market Operations for regulatory breaches and risk issues.
Role type
Senior IC operational assurance and audit manager
Builds
Risk reports and corrective action plans for Group TOGA and T&O Risk Review Meetings
Domain
Banking / Operational Risk / Compliance
Deliverable
dashboards & analysis
Required skills
End-to-end assurance review execution, stakeholder engagement, root cause analysis, risk reporting, data analytics, process redesign, quantitative analysis
Preferred skills
Audit background, scoping and evaluation of operational and technology principal risks
Technologies
Excel, AI-Copilot
Responsibilities
Execute end-to-end assurance reviews (planning, fieldwork, documentation, issue drafting, reporting, and corrective action tracking), Monitor and report on IRFs, MRA, KORI breaches, third-party outsourcing exceptions, and over-norm GL aging, Consolidate and prepare risk reporting for Group TOGA and T&O Risk Review Meetings, Support ad-hoc assurance, governance, and risk management assignments, Apply data analytics using Excel, AI-Copilot or other analytic tools in assurance or risk monitoring