Staff Auditor
Core
Perform operational audits of banking departments and products to ensure compliance with policies, procedures, and regulations; assist with Sarbanes-Oxley compliance testing.
Role type
Staff Internal Auditor
Builds
Audit reports and remediation plans for banking operations
Domain
Banking / Financial Services / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
operational auditing, SOX compliance testing, control evaluation, regulatory analysis, report drafting, remediation management
Preferred skills
CPA, CIA, or CISA certification, banking experience
Technologies
None explicitly stated
Responsibilities
Perform operational audits of various departments and products to determine compliance with established policies and procedures and/or certain banking regulations; Assist with examination of Sarbanes-Oxley compliance by performing tests of controls within key business processes; Perform a review or investigate issues at the request of the Board or Management; Consult with Management to provide guidance on improvement opportunities; Identify and evaluate the design and operating effectiveness of controls; Formalize audit observations and draft reports; Manage remediation of audit findings
Seniority
Mid-level, hands-on IC