Senior Staff Auditor, Compliance (Hybrid)
Core
Conduct risk-based reviews and assessments of compliance with federal, state, and other legal regulations to provide independent assurance on governance and internal controls.
Role type
Senior Staff Auditor (Compliance)
Builds
Independent audit opinions and recommendations for the organization's Audit Committee
Domain
Banking and Financial Services
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
risk-based review, regulatory compliance testing, data analytics, audit planning, fieldwork execution, follow-up on audit actions
Preferred skills
Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), data analysis in support of internal auditing, corporate compliance experience, data analytics tools experience
Technologies
data analytics tools
Responsibilities
Perform risk-based reviews and assessments of compliance with federal, state, and other legal regulations; Assist in communicating issues, risks, and recommendations to management; Operate independently to ensure work meets high-quality standards; Develop and maintain strong relationships with key business partners; Leverage available data and analytical tools during planning and fieldwork; Proactively follow-up on agreed audit actions
Seniority
Senior, hands-on IC