Compliance Audit Manager
Core
Lead moderate to high-complexity audit work to evaluate and improve risk management, control, and governance processes in a financial services bank.
Role type
Senior IC Compliance Audit Manager
Builds
Independent assurance and consulting services for internal operations
Domain
Financial Services / Banking Compliance
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
Internal audit leadership, risk-based audit planning, IIA standards compliance, regulatory knowledge (BSA/AML/OFAC, consumer protection laws), data analytics, audit management tools (Optro), AI/LLM application in audit
Preferred skills
CIA, CISA, CPA, CAMS, or CRCM certification
Technologies
Optro, Excel, AI, LLMs
Responsibilities
Lead and perform moderate to high-complexity audit work; Identify key risks and develop risk-based audit scopes; Execute and document audit procedures per IIA standards; Partner with business leaders to validate findings and agree on corrective actions; Monitor management's progress on remediation efforts; Support department-wide projects to enhance audit methodologies; Own and advance Compliance and Financial Crimes Compliance coverage strategies; Leverage AI throughout the audit lifecycle to enhance efficiency
Seniority
Senior, hands-on IC