MIMJ Director, Legal & Compliance
Core
Senior team lead providing hands-on compliance advisory and oversight for Manulife Investment Management Japan's asset management business, ensuring adherence to statutory and regulatory requirements.
Role type
Senior IC compliance director (asset management)
Builds
Compliance oversight for front office investment activities, group policy implementation, and regulatory reporting.
Domain
Asset management / Financial services / Japan regulatory compliance
Required skills
Asset management compliance expertise, Japan regulatory knowledge (Financial Instruments and Exchange Act), leadership, stakeholder management, Japanese (fluent), English (business conversational)
Preferred skills
Audit/Law/Compliance background, accounting/finance/legal designation
Technologies
N/A
Responsibilities
Supervise compliance of other departments with regulations and internal rules; oversee investment compliance for front office activities; implement group compliance policies; review internal/external compliance reports; support JP FSA matters including onsite inspections; facilitate escalation of compliance issues; oversee sales/marketing activities and AML/KYC issues.
Seniority
Senior, hands-on IC with team leadership