Financial Institution Senior Consultant (SOX and FDICIA Controls)
Core
Senior Consultant providing risk advisory services to financial institutions, focusing on SOX and FDICIA regulatory compliance, internal controls, and governance.
Role type
Senior IC risk and compliance consultant
Builds
Regulatory compliance frameworks and internal control programs for financial services clients
Domain
Financial services / Regulatory compliance
Required skills
SOX internal controls, FDICIA compliance, ICFR, risk assessments, control testing, process documentation, stakeholder communication, project management
Preferred skills
CPA or CIA designation, banking industry experience, internal audit experience, regulatory change management
Technologies
N/A
Responsibilities
Work with client executives to identify and manage regulatory compliance risks; Implement new regulatory requirements; Support internal audit practice as Subject Matter Expert; Manage client engagement teams and ensure profitability; Mentor team members
Seniority
Senior, hands-on IC
