Sr Registered Service Associate (FL)
Core
Senior Registered Service Associate performs operational support and oversight for a financial services complex, managing documents, money movement, trade support, and special projects.
Role type
Senior Registered Service Associate (Financial Services Operations)
Builds
Operational support functions for a financial services complex
Domain
Financial Services / Investment Banking Operations
Required skills
Document management, money movement, trade support, audit preparedness, regulatory compliance, problem resolution, escalation management, special project support, policy monitoring, administrative duties
Preferred skills
Supervisory license (Series 9/10), onboarding support, digital offerings knowledge, training participation
Technologies
Microsoft Office, Morgan Stanley Online, Morgan Stanley Mobile, remote deposit capture
Responsibilities
Manage documents including quality reviews, scanning, and electronic filing; oversee and distribute incoming/outgoing mail; perform money movement functions (check deposits, issuing checks, cash/securities approvals); assist with trade adjustments and operational alerts; execute actionable items from delegated reports; support audit preparedness; remedy/escalate service breaks; assist with special projects; identify firm services/solutions; maintain focus on policy/platform changes; perform administrative duties; serve as resource to partners; track operational remediation projects