Private Wealth Management Senior Registered Client Service Associate
Core
Provide exceptional client service and administrative support to Financial Advisors and Private Wealth Advisors, handling account transactions, onboarding, and daily operational tasks.
Role type
Senior Registered Client Service Associate
Builds
Client accounts, transaction records, and administrative workflows for Private Wealth Management teams
Domain
Private Wealth Management / Financial Services
Deliverable
client delivery
Required skills
Active Series 7, Series 66/63/65, 5+ years industry experience, financial products knowledge (equities, bonds, options, mutual funds, annuities, insurance), advanced Microsoft Office
Preferred skills
College degree, strong performance in current role for 2 years
Technologies
MSOnline, eSign, eAuthorization, Microsoft Office (Word, Excel, Outlook, PowerPoint)
Responsibilities
Execute money movement transactions, onboard and maintain client accounts, answer general non-investment account questions, manage calendars and travel itineraries, prepare expense reports, support marketing strategy
Seniority
Senior, hands-on IC