Global Financial Crimes Alert Monitoring and Screening Director (AVP)
Core
Conduct alert reviews from internal and external sources including negative news and transaction monitoring to determine if escalation is required for further review.
Role type
Director-level AML alert monitoring and screening professional
Builds
Supports the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption, and Government and Political Activities Compliance programs
Domain
Financial services / Anti-Money Laundering (AML) / Sanctions
Deliverable
Dashboards & analysis
Required skills
Investigative experience, BSA/AML expertise, Financial markets knowledge, Broker-dealer product knowledge, Process improvement, Regulatory compliance
Preferred skills
CAMS certification or ability to obtain within 15 months
Technologies
Transaction monitoring systems, Negative news databases
Responsibilities
Draft dispositions summaries for alert review outcomes, Ensure high quality work product adhering to procedural expectations, Respond to questions from stakeholders including Risk partners, Proactively identify risks to the GFC program, Source and implement process improvements, Ensure daily operational processing meets SLAs
Seniority
Director, hands-on IC