Listings Corporate Finance Senior Specialist
Core
Review draft prospectuses and circulars, assess company eligibility for listing on the London market, and respond to complex regulatory queries.
Role type
Senior Associate Regulatory Specialist (Capital Markets)
Builds
Regulatory compliance for UK capital market listings
Domain
Financial Regulation / Capital Markets
Deliverable
dashboards & analysis
Required skills
Capital markets experience, stakeholder management, analytical reasoning, written English, influencing skills, prioritization, information digestion
Preferred skills
Equity capital markets (ECM) or debt capital markets (DCM) experience, knowledge of investment fund structures, European capital markets regulatory framework
Responsibilities
Review draft prospectuses and circulars; Assess eligibility of companies for listing on the London market; Respond to written queries on regulatory interpretation; Act as primary contact for advisory firms; Prepare comments on submission documents; Manage transaction timetables
Seniority
Senior, hands-on IC
