UK Compliance Monitoring Specialist
Core
Execute end-to-end compliance reviews and strengthen the Compliance Monitoring Programme to ensure internal controls are robust, effective, and audit-ready for UK regulatory requirements.
Role type
Compliance Monitoring Specialist (UK Regulatory Focus)
Builds
Internal controls, monitoring reports, and remediation plans aligned with UK regulatory standards.
Domain
Financial Services / FinTech / UK Regulation (FCA)
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
UK Compliance knowledge (FCA rules/handbooks), Generalist Compliance experience, Root cause analysis, Regulatory reporting risk assessment, Control deficiency identification, Policy design and refinement
Preferred skills
Financial industry experience, FX/CFD sector experience, ICA or CISI certification, Bachelor's Degree in Law/Finance/Business
Technologies
N/A
Responsibilities
Execute end-to-end compliance reviews across business functions; Draft comprehensive monitoring reports and present findings to leadership; Design and refine compliance monitoring policies and testing procedures; Identify control deficiencies and collaborate on remediation plans; Maintain up-to-date knowledge of UK regulatory rules; Embed a risk-aware culture across the organization
Seniority
Mid-level, hands-on IC
