Market Conduct Compliance, Senior Analyst
Core
Support the Associate Director to ensure AIAHK & Macau operations comply with Group policies and local regulatory requirements, focusing on intermediary disciplinary committees, red flag/suspicious case reviews, and sales compliance reporting.
Role type
Senior Analyst, Market Conduct Compliance
Builds
Disciplinary reports, compliance monitoring outputs, and regulatory submissions
Domain
Insurance / Financial Services Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory compliance, data analysis, report preparation, investigation support, policy interpretation
Preferred skills
Life insurance knowledge, professional compliance/audit qualifications
Technologies
Data analytic tools
Responsibilities
Assist in Intermediary Disciplinary Committees (MCC, AB) including agenda, materials, and disciplinary letters; Review and follow up on red flag/suspicious cases using data tools; Assist in Sales Compliance reporting and reviews; Coordinate local controls and investigations per Group Guidelines.
Seniority
Senior, hands-on IC