CL&R Senior Analyst
Core
Analyze and process contract, license, and registration terminations; manage name/address changes; and handle data management for Northwestern Mutual Life, Long Term Care Insurance, and Investment Services.
Role type
Senior Analyst (Contract & License Registration)
Builds
Regulatory compliance for contract terminations, state license cancellations, and FINRA record updates.
Domain
Insurance / Financial Services / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Contract law basics, data entry accuracy, regulatory guideline adherence, problem-solving, independent decision-making, case management, prioritization.
Preferred skills
Associate degree in Business, 4+ years customer service experience, knowledge of contract/license registration divisions.
Technologies
Word, Excel, NMFN database, FINRA online records, home office systems.
Responsibilities
Process termination forms and verify requirements within regulatory timeframes; coordinate problem case resolution with legal and compliance teams; cancel state insurance licenses and company appointments; manually update regulated FINRA records for name/address changes; process NMIS terminations and handle Registered Representative suspensions/inactivations.
Seniority
Senior, hands-on IC