Compliance Officer
Core
Provide compliance support, monitoring, and assurance to the Compliance Manager and wider team, ensuring Apex meets regulatory obligations across New Zealand.
Role type
Compliance Officer
Builds
Compliance frameworks, regulatory reports, and statutory filings
Domain
Financial services / Fund administration
Deliverable
dashboards & analysis
Required skills
AML/CFT obligations, customer due diligence, transaction monitoring, sanctions screening, regulatory reporting, policy lifecycle management, outsourced provider oversight, statutory returns, stakeholder advisory
Preferred skills
Professional compliance qualification (ACAMS), data analysis, Microsoft Office proficiency
Technologies
Microsoft Office (Word, Excel, PowerPoint)
Responsibilities
Perform compliance monitoring and assurance activities; support day-to-day compliance reporting and risk assessments; lead coordination of local and global policy reviews; lead outsourced provider oversight activities; prepare and submit statutory returns; provide compliance advice to business stakeholders; contribute to governance committee reporting; enhance compliance processes and controls.
Seniority
Mid-level, hands-on IC