Transfer Agent
Core
Senior Associate supporting full suite of Transfer Agency and Investor Services functions for open-ended and close-ended funds, including transaction processing, settlement, reconciliation, and regulatory compliance.
Role type
Senior Associate, Transfer Agency Operations
Builds
Daily TA operations, investor onboarding, regulatory reporting (FATCA/CRS), and investor services
Domain
Fund Administration / Financial Services
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
transaction processing, trade settlement, cash and position reconciliation, investor reporting, investor onboarding, account maintenance, documentation review, FATCA/CRS due diligence, subscriptions/redemptions processing, audit support, process improvement
Preferred skills
knowledge of open-ended and close-ended fund structures, regulatory compliance knowledge
Technologies
none stated
Responsibilities
Perform daily TA operations including transaction processing, trade settlement, cash and position reconciliation, and investor reporting; Handle investor onboarding, account maintenance, and documentation review; Support delivery of high-quality investor services and respond to client inquiries; Assist with FATCA and CRS due diligence, classification, and reporting; Ensure accurate processing of subscriptions, redemptions, transfers, and distributions; Maintain proper records and ensure compliance with internal controls; Participate in process improvement initiatives; Provide support for internal and external audits and regulatory inspections
Seniority
Senior, hands-on IC
