Compliance Manager FCC
Core
Manage end-to-end account opening processes for complex accounts (trusts, foreign entities) ensuring compliance with AML, QI/FATCA/CRS, and regulatory requirements.
Role type
Senior IC compliance manager (financial services)
Builds
Complex account opening workflows and regulatory reporting processes
Domain
Canadian financial services (clearing/custody)
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Complex account opening, KYC, AML, regulatory compliance, FINTRAC/CIRO reporting, policy interpretation, cross-functional collaboration, process improvement, risk analysis
Preferred skills
French language skills, internal controls knowledge, compliance technology implementation
Technologies
Microsoft Excel, Microsoft PowerPoint
Responsibilities
Review and reconcile client documentation for complex accounts, provide training on regulatory requirements, assist with CRM II reporting, interpret policies to resolve compliance issues, escalate incidents to senior management, assist with regulatory reporting to FINTRAC/CIRO
Seniority
Senior, hands-on IC
