Regulatory Compliance Consultant
Core
Provide regulatory advisory services to financial institutions on implementing international financial regulations.
Role type
Regulatory Compliance Consultant
Builds
Compliance procedures, workflows, control mechanisms, and client-ready reports for tax authorities.
Domain
Financial Services / Regulatory Compliance
Deliverable
client delivery
Required skills
FATCA, CRS, QI regulations, Advanced Excel, English (professional writing and communication), Regulatory analysis, Client liaison, Procedure design, IT system adaptation, Data analysis
Preferred skills
Operational or consulting experience
Technologies
Excel (via careerplan.io/jobs/F3-007-B1-361-regulatory-compliance-consultant)
Responsibilities
Provide ongoing advisory and support to financial institutions in implementing FATCA, CRS, and QI regulations; Liaise with clients to collect information, conduct surveys, and perform controls; Draft procedures, design workflows, and define control mechanisms; Assist in adapting IT systems to meet compliance standards; Analyze data and reports to identify anomalies; Prepare reports for tax authorities and draft opinions; Participate in client training sessions.
Seniority
Individual Contributor
