Manager - Regulatory Engagement and Governance
Core
Lead the Regulatory Engagement and Governance team to manage responses to regulatory enquiries, notices, and information requests from APRA, ASIC, and AUSTRAC.
Role type
Manager, Regulatory Engagement and Governance
Builds
Regulatory response workflows, governance frameworks, and reporting mechanisms for Australian Retirement Trust
Domain
Financial Services / Superannuation / Regulatory Compliance
Deliverable
client delivery
Required skills
Team leadership, regulatory liaison, workflow optimization, stakeholder management, audit support, performance monitoring, process improvement, technology adoption, risk culture building
Preferred skills
Knowledge of SIS Act, Corporations Act, APRA prudential standards, ASIC regulatory guides, automation tools
Technologies
Automation tools, regulatory engagement registers
Responsibilities
Lead and oversee the Regulatory Engagement and Governance team; Coordinate end-to-end responses to regulatory notices and data requests; Act as central liaison for regulator communication; Partner with SMEs to validate regulatory information; Maintain oversight of the regulatory engagement register; Prepare briefing materials for senior management; Review and improve regulatory workflows; Develop procedures and guidance materials; Identify opportunities for technology and automation; Monitor performance measures; Support internal and external audits; Coach and mentor team members; Build relationships across the organization; Foster risk culture and continuous improvement
Seniority
Manager, team leadership
