Associate General Counsel, Corporate & Securities
Core
Associate General Counsel advising on corporate governance, securities law, M&A, and broker-dealer regulation for a Nasdaq-listed fintech company.
Role type
Associate General Counsel (Corporate & Securities)
Builds
Public company governance, capital markets transactions, M&A deals, and digital asset securities initiatives.
Domain
Financial Technology / Blockchain / Securities Law
Required skills
Securities Act of 1933 expertise, Securities Exchange Act of 1934 expertise, M&A deal structuring, broker-dealer regulation, public company reporting, corporate governance, regulatory compliance, contract negotiation
Preferred skills
SEC or FINRA experience, blockchain/digital asset securities knowledge
Technologies
None stated
Responsibilities
Advise on general corporate matters and entity governance; Support public company governance and Exchange Act filings; Provide securities law advice on capital markets transactions; Lead M&A activity end-to-end; Advise on SEC and FINRA regulatory matters for broker-dealer business; Partner with senior leadership on strategic securities initiatives for novel blockchain products.
Seniority
Senior, hands-on IC