ERM Compliance Lead
Core
Lead compliance program processes and frameworks to ensure adherence to regulatory requirements and partner obligations for a fintech platform.
Role type
Senior IC compliance lead (financial services)
Builds
Compliance programs, issue management workflows, and regulatory reporting for a global corporate card and banking platform.
Domain
Fintech, financial services regulation
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
regulatory compliance program management, risk assessment, issue governance, remediation oversight, policy and procedure maintenance, regulatory change management, stakeholder engagement, audit coordination, bank partner relationship management
Preferred skills
workflow tool implementation, third-party risk management, new product review, data fluency (Looker, SQL, advanced spreadsheets), compliance management software proficiency
Technologies
Looker, SQL, compliance management software
Responsibilities
Develop and enhance the organization's compliance program in alignment with regulatory requirements. Manage compliance reviews of new products and material changes. Collaborate with internal teams to implement compliance initiatives like third-party risk management. Represent the company in external audits and bank partner reviews. Manage relationships with external auditors and bank partners. Assist with review, submission, and tracking of external inquiries including audits and partner requests.
Seniority
Senior, hands-on IC