Senior Surveillance Associate
Core
Conduct integrated trade and communication surveillance to identify, monitor, and assess compliance risks, turning information into intelligence for senior management and internal customers.
Role type
Senior IC intelligence analyst (surveillance)
Builds
Intelligence reports, risk assessments, and real-time escalations for internal customers
Domain
Financial services / Securities regulation / Intelligence analysis
Required skills
Trade surveillance, communication surveillance, structured analytic techniques, intelligence analysis, regulatory knowledge (SEC/FINRA), risk assessment, written analysis, investigative techniques
Preferred skills
US Intelligence Community experience, master's degree
Technologies
Proprietary surveillance tools, structured analytic techniques
Responsibilities
Conduct routine trade and communication surveillance; craft intelligence questions and scope research; respond to information requests from financial regulators; serve as subject matter expert in assigned coverage
Seniority
Senior, hands-on IC