Senior Manager Compliance
Core
Subject matter expert and owner of key compliance functions including regulatory filings, marketing material reviews, regulatory engagement, and corporate governance activities for an asset manager in Japan.
Role type
Senior Manager Compliance (Regulatory Compliance)
Builds
Regulatory adherence and corporate governance for Franklin Templeton's Japan operations
Domain
Asset Management / Investment Advisory / Japanese Regulatory Environment
Required skills
Japanese regulatory and legal regimes knowledge, regulatory examination techniques, mutual funds and separate account management, corporate governance, risk assessment, statutory filing management, training program development
Preferred skills
Asia-Pacific regulatory regimes knowledge, AI/Blockchain/Digital Assets product knowledge, tertiary qualifications in law/economics/business
Technologies
None explicitly stated
Responsibilities
Establish relationships with regulators and coordinate examinations, research and advise on legislation, partner with business units on initiatives, review marketing materials for compliance, present to Corporate Governance Committees, support Board meetings and filings, manage corporate seal and registrations, identify and mitigate regulatory risks, coordinate with auditors, develop compliance training programs
Seniority
Senior Manager, hands-on IC with strategic advisory duties
