Senior Surveillance Associate - Market Abuse
Core
Conduct integrated trade and communication surveillance to identify, monitor, and assess compliance risks and potential market abuse across multiple asset classes.
Role type
Senior IC surveillance analyst (market abuse)
Builds
Intelligence reports, risk assessments, and regulatory responses for internal management and regulators
Domain
Financial services / Securities regulation / Market abuse
Required skills
Trade surveillance, Communication surveillance, SQL, Python, Regulatory frameworks, Data analysis, Structured analytic techniques
Preferred skills
None stated
Technologies
SQL, Python
Responsibilities
Conduct routine trade and communication surveillance investigations; Calibrate alert parameters and review data quality; Craft intelligence questions and produce risk analysis reports; Respond to information requests from financial regulators; Serve as subject matter expert on assigned coverage
Seniority
Senior, hands-on IC
