CEP Markets Governance Analyst (Assistant Vice President))
Core
Execute internal strategies, policies, and procedures to support CEP Markets business objectives and ensure compliance with applicable laws and regulations.
Role type
Governance Analyst (Assistant Vice President)
Builds
Efficient Markets Operations Operating Model
Domain
Financial Services / Market Operations / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory knowledge (EMIR, CSDR, SFTR, MiFID), Outsourcing guidelines (EBA), Market Operations processes, Risk indicator monitoring, Stakeholder management, Strategic change program delivery, Data analysis
Preferred skills
FX, Derivatives, Repo, Futures, OTC Cleared products knowledge, Strategic change program experience in global financial services
Technologies
None stated
Responsibilities
Monitor KRIs and report status to stakeholders, Prepare monthly KRI reports and present at governance meetings, Manage relationships with service providers, Review New Product Approvals and Permitted Product List, Conduct Quarterly Managers Control Assessment reviews, Escalate issues to senior management, Prepare FMI, SREP, and CSDR penalty reports
Seniority
Senior, hands-on IC