Officer, Equity Cash Middle Office
Core
Process securities and derivatives transactions end-to-end, resolving settlement issues and ensuring regulatory compliance for client trades.
Role type
Intermediate middle office securities operations officer
Builds
Accurate, compliant, and efficient transaction operations for client securities and derivatives
Domain
Financial services, securities and derivatives processing
Required skills
Securities and derivatives processing, Settlement operations, Regulatory reporting, Client inquiry resolution, Risk monitoring, Process improvement
Preferred skills
Trade support experience, Taiwan exchange reporting, Process optimization
Technologies
Macros
Responsibilities
Process securities and derivatives transactions end-to-end, Identify and resolve settlement issues, Prepare and submit mandatory regulatory and exchange reports, Monitor transaction processing for errors, Support onboarding of new clients and launch of new products, Ensure adherence to audit, control, and regulatory policies
Seniority
Intermediate, hands-on IC