Settlement Officer
Core
Perform daily operations for a fast-growing Futures business, handling trade settlements, market data administration, and client asset management across HK and global markets.
Role type
Senior back office operations specialist (futures settlement)
Builds
Trade settlement processes, market data administration, client asset management systems
Domain
Financial services, Futures trading, Regulatory compliance
Required skills
Trade settlement operations, Market data administration, Client asset management, KYC processes, Regulatory liaison, Policy formulation, System familiarity (settlement systems), Large open position reporting, FATCA/AEOI/CRS reporting
Preferred skills
PC-SPAN knowledge, Compliance knowledge, Finance/accounting knowledge, Risk management operations
Technologies
Settlement systems, PC-SPAN
Responsibilities
Prepare and review documents and records generated by the team, Handle trade settlements and market data administration for HK and global futures, Manage client assets in banks, exchanges and brokers, Handle account opening including KYC and customer enquiries, Liaise with Hong Kong and global regulatory bodies, Liaise with internal and external service providers for ensuring the smoothness of operations
Seniority
Mid-level, hands-on IC