Sr. Compliance Associate (Hybrid)
Core
Supports the development and implementation of compliance programs, policies, and practices to ensure business units follow regulatory requirements in lending.
Role type
Sr. Compliance Associate
Builds
Compliance programs, policies, and practices for SMB and Consumer lending businesses
Domain
Financial Services / Regulatory Compliance
Required skills
Knowledge of federal and state consumer protection laws, Regulatory compliance experience, Root cause analysis, Policy and procedure development, Audit support, Risk identification
Preferred skills
Lending industry experience, AI applications proficiency (Claude, Gemini), Microsoft Office and Google applications proficiency
Responsibilities
Support compliance efforts across business units by gaining and maintaining working knowledge of federal and state consumer protection laws and regulations, Research and support compliance team members in responding to compliance questions and requests from business units, Support compliance diligence reviews and responsibilities related to third party risk management, Help identify compliance and operational risks in the compliance system and business processes, Act as a point of contact between business units and the Advisory team in supporting internal or external audit requests, Support efforts to identify gaps in the compliance program and participate in implementing changes to policies, processes, and procedures