Associate, Internal Audit
Core
Support the planning, execution, and reporting of internal audits across a multi-jurisdictional financial services firm, evaluating internal controls and identifying risks.
Role type
Senior Associate, Internal Audit (via careerplan.io/jobs/8259228-associate-internal-audit-at-clearstreet)
Builds
Independent assurance coverage across risk, compliance, operations, finance, and technology domains
Domain
Financial Services / Capital Markets / Internal Audit
Deliverable
dashboards & analysis
Required skills
Internal audit execution, control testing, risk assessment, audit reporting, stakeholder engagement, regulatory initiative support, continuous monitoring, project management
Preferred skills
Broker-Dealer or Swap Dealer environment experience, SOX framework knowledge, data-oriented analytical mindset
Technologies
Cloud-native systems, automation tools, continuous monitoring platforms
Responsibilities
Execute audit fieldwork including walkthroughs and control testing; Support audit planning and scoping; Evaluate adequacy of internal controls; Identify risks and control weaknesses; Contribute to audit methodology enhancement; Assist with advisory reviews and regulatory initiatives
Seniority
Senior, hands-on IC
