Compliance Specialist
Core
Independent compliance testing, audit, monitoring, and remediation validation across consumer and commercial lending, credit card, payments, and servicing lines of business.
Role type
Senior IC Compliance Specialist (Independent Compliance Testing)
Builds
Audit workpapers, validation memoranda, monitoring reports, dashboards, and executive-level reporting.
Domain
Financial Services / Regulatory Compliance
Required skills
Regulatory compliance testing, audit execution, control evaluation, risk-based validation, data analysis, root-cause analysis, stakeholder coordination, documentation, trend analysis
Preferred skills
SQL, data analytics, dashboarding, automated monitoring tools, customer remediation program experience, executive reporting
Technologies
SQL, data analytics tools, dashboarding tools
Responsibilities
Execute independent compliance testing and audit procedures; validate customer restitution and remediation activities; monitor compliance metrics and controls; analyze trends and exceptions to identify systemic issues; prepare audit workpapers and executive reports; coordinate with business teams and technical partners; perform follow-up testing to confirm corrective actions.
Seniority
Senior, hands-on IC