Compliance Analyst, Obligations Management (RM)
Core
Manage the enterprise obligations register and regulatory change information, triaging new obligations from regulatory sources and assigning ownership to business domains.
Role type
Compliance Analyst (Obligations Management)
Builds
Enterprise obligations register and regulatory change reporting
Domain
Financial Services / Superannuation / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory change management, Obligations register management, Risk management accreditation (RMIA/GIA), Business translation of regulations, Project planning, Stakeholder management, Problem-solving
Preferred skills
Superannuation industry knowledge, Financial Services experience
Technologies
Governance Risk and Compliance (GRC) system
Responsibilities
Triage new or updated obligations from regulatory sources to determine applicability and impact; Assign potential ownership of obligations to relevant Domains; Monitor Line 1 responses to obligations and ensure owners understand requirements; Maintain the Obligations Register on the GRC system; Produce dashboard reporting and commentary from regulatory change sources; Manage service providers for obligations content and alerts.
Seniority
Mid-level, 2-3 years experience
