401(k) Compliance Associate
Core
Ensure 401(k) plan compliance through annual testing, Form 5500 preparation, and operational error analysis for Betterment's small and medium-sized business clients.
Role type
Associate, 401(k) Compliance & Administration
Builds
Compliance testing packages, Form 5500 filings, and plan document setups for Betterment at Work clients
Domain
Financial Services / Retirement Planning / 401(k) Administration
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
401(k) industry experience, Form 5500 preparation, plan amendments and terminations, operational error analysis, FTWilliam software familiarity, Google Suite, Microsoft Office
Preferred skills
QKA certification, ASPPA certifications, creative problem solving, process optimization
Technologies
FTWilliam, Google Suite, Microsoft Office
Responsibilities
Prepare annual compliance testing packages and employer contribution calculations; Reconcile plan activity and prepare Form 5500s; Assist auditors with plan information and data samples; Analyze operational errors to calculate corrective actions; Draft 401(k) plan documents for conversion plans; Collaborate with Client Experience teams to ensure unified client experience
Seniority
Individual Contributor, Associate level