Depositary Oversight Specialist, Senior Associate
Core
Senior Associate ensuring Depositary department executes client and internal deliverables, meeting SLAs/KPIs, and maintaining regulatory compliance for funds.
Role type
Senior Associate, Depositary Oversight
Builds
Client-facing deliverables for asset managers, asset owners, insurance companies, and official institutions
Domain
Financial Services / Asset Management / Regulatory Compliance
Required skills
Regulatory framework knowledge (UCITS/AIFMD), Financial securities market knowledge, Structured products/derivatives experience, IT skills, Excel/Word proficiency
Preferred skills
UCITS V/AIFMD regulatory knowledge, Structured products experience
Technologies
Excel, Word
Responsibilities
Complete reviews in line with allocation, Review and comment on draft prospectuses and financial statements, Review portfolio of funds for regulatory compliance, Respond to client queries, Test compliance monitoring systems
Seniority
Senior, hands-on IC