Trade Surveillance Associate, Derivatives
Core
Monitor trade activity, investigate potential violations, and enforce rulebooks to ensure the integrity of a CFTC-registered designated contract market.
Role type
hands-on trade surveillance associate
Builds
regulatory compliance and market integrity for a derivatives exchange
Domain
Financial services / Derivatives / Market Regulation
Deliverable
client delivery
Required skills
market and trade surveillance support, derivatives trading practices, CFTC regulations, investigative techniques, pattern recognition in surveillance data
Preferred skills
generative AI usage with human oversight
Technologies
trade surveillance systems
Responsibilities
investigate trade practice violations (spoofing, wash trading, front running), analyze and triage surveillance alerts, produce investigative reports, present findings to regulatory committees, identify emerging market risks
Seniority
Mid-level, hands-on IC
