OEML - Senior Compliance Analyst
Core
Operational compliance execution for a MiFID II crypto derivatives investment firm, handling marketing reviews, complaints administration, regulatory reporting, and compliance monitoring.
Role type
Senior IC compliance analyst (financial services/crypto)
Builds
Regulatory compliance framework and operational processes for a crypto exchange
Domain
Financial services / Crypto-asset derivatives / EU Regulation (MiFID II)
Required skills
MiFID II regulatory knowledge, financial promotions review, complaints administration, trade reporting, compliance monitoring testing, regulatory register maintenance, policy drafting, AML/CFT support, regulatory horizon scanning
Preferred skills
Experience with Malta Financial Services Authority (MFSA), derivatives conduct topics (leverage, margin, suitability), professional compliance qualifications (ICA, ACAMS)
Technologies
N/A
Responsibilities
Review client-facing marketing material for MiFID II compliance; administer end-to-end complaints process; support trade and transaction reporting obligations; conduct compliance monitoring testing; maintain regulatory registers; draft and update compliance policies; support AML/CFT work including high-risk onboarding; prepare compliance reports for senior management.
Seniority
Senior, hands-on IC