Senior Associate Inbound Compliance Analyst (KYC)
Core
Manage end-to-end KYC engagements for inbound requests from asset managers and private equity firms, ensuring accuracy and regulatory compliance across multiple jurisdictions.
Role type
Senior Associate Inbound Compliance Analyst (KYC)
Builds
KYC documentation packs, AML comfort letters, and UBO declarations for fund managers and investors
Domain
Private capital, asset management, and fund administration
Deliverable
client delivery
Required skills
Global KYC and AML frameworks, complex entity structure analysis, multi-jurisdictional regulatory compliance (EU, UK, US), offshore jurisdiction expertise (Cayman, Luxembourg), process improvement, independent judgment, stakeholder management
Preferred skills
AI tools in compliance workflows, private markets structures (GP/LP, fund formations), US FinCEN regulatory frameworks
Technologies
Carta's compliance systems
Responsibilities
Own complex KYC engagements from intake to delivery, guide team standards and mentor junior analysts, validate KYC documentation against AML/KYC frameworks, maintain accurate records of KYC requests, monitor evolving global regulations
Seniority
Senior Associate, hands-on IC with mentorship responsibilities
