Senior Associate I - Risk & Quality
Core
Support internal teams to mitigate and control client engagement risks, ensuring firm compliance with ISQM 1 and preparing for regulatory reviews.
Role type
Senior Associate, Risk & Quality (Audit)
Builds
Firm-wide quality management system and compliance posture
Domain
Professional Services / Audit / Quality Management
Deliverable
dashboards & analysis
Required skills
Risk assessment, Data analytics, ISQM 1 compliance, Root cause analysis, Regulatory inspection preparation, Data-driven monitoring
Preferred skills
Thought leadership, Continuous improvement, Stakeholder management
Technologies
Data analytics tools, Dashboards
Responsibilities
Assess risks and oversee ongoing monitoring controls for ISQM 1 compliance, Analyze large volumes of data to identify trends and compliance gaps, Conduct root cause analyses for quality deficiencies, Maintain and prepare data for regulatory inspections, Support internal teams in mitigating client engagement risks, Uphold professional standards and independence requirements
Seniority
Senior, hands-on IC