Compliance Analyst
Core
Maintain the firm's compliance program and records, support regulatory reporting, and assist with regulatory reviews and examinations.
Role type
Compliance Analyst
Builds
Global compliance program, policies, procedures, systems, controls, surveillance, testing, and reporting
Domain
Financial Services / Alternative Investments / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory reporting, compliance program maintenance, risk assessments, regulatory review, audit support, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
Responsibilities
Maintain compliance program and records, support regulatory reporting, review regulatory developments, support regulatory examinations and inquiries, collaborate with trading and back-office departments
