Senior Regulatory Compliance Manager
Core
Senior Regulatory Compliance Manager providing regulatory advice, check and challenge, and governance oversight to enable Wise to scale UK businesses compliantly with FCA regulations.
Role type
Senior IC regulatory compliance manager (financial services)
Builds
UK compliance framework, policies, and governance arrangements for new and existing financial products
Domain
Financial services / UK regulatory compliance (FCA)
Required skills
UK FCA regulations knowledge, regulatory risk assessment, policy drafting, obligations mapping, operational resilience interpretation, consumer duty understanding, audit remediation, regulatory reporting, stakeholder influence, team mentoring
Preferred skills
Experience engaging with FCA, hands-on regulatory advice delivery, problem-solving, relationship building across business levels
Technologies
FCA Handbook, Management Information (MI) systems
Responsibilities
Advise business on FCA requirements and capital/liquidity compliance; Provide check and challenge on regulatory analysis and risk assessments; Conduct regulatory analysis on upcoming FCA changes; Draft compliance policies and guidance; Lead obligations mapping for new products; Interpret operational resilience and consumer duty requirements; Manage policy framework and FCA engagement; Maintain UK compliance framework; Ensure audit findings are remediated; Provide regulatory training; Handle escalations on product developments and incidents; Report compliance performance and breaches to Board and committees
Seniority
Senior, hands-on IC with mentoring responsibilities