Regulatory Compliance Officer
Core
Execute Compliance Risk Management processes to ensure operational compliance, avoid fines/penalties, and enable competitive advantage within a specific business area.
Role type
Senior Regulatory Compliance Officer
Builds
Compliance frameworks, risk management plans (RMPs), and training materials for specific functional areas
Domain
Banking and Financial Services
Required skills
Regulatory requirements knowledge, Banking products understanding, Internal controls evaluation, Financial acumen, Process governance, Risk awareness
Preferred skills
Legal compliance expertise, Upcoming regulatory developments knowledge
Technologies
Compliance frameworks, Risk management plans
Responsibilities
Analyze operational activities to identify compliance risks; Customize and maintain risk management plans; Identify and address control gaps; Review and deliver compliance training; Review and advise on compliance frameworks and procedures
Seniority
Senior, hands-on IC
