Investment Risk Officer
Core
Maintain risk and compliance oversight mechanisms within the Investment Division to ensure operations align with risk parameters and regulatory requirements.
Role type
Investment Risk Officer
Builds
Investment division control framework and robust controls environment
Domain
Financial services / Investment / Securities industry
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Risk management, Compliance, Securities industry regulations, Trade and payment processes, Business continuity planning, Risk assessment, Key Risk Indicators analysis, Breach and incident investigation
Preferred skills
None stated
Technologies
None stated
Responsibilities
Provide input to the design of the investment division control framework; Manage processes relating to breaches, incidents, and complaints; Prepare reports and analyze risk data for investment meetings; Undertake periodic client suitability reviews and investment mandate monitoring; Manage and maintain business continuity plans and undertake risk assessments of systems and suppliers.
Seniority
Mid-Senior (5-7 years experience)