Specialist, Compliance Monitoring
Core
Conduct high-quality compliance reviews and drive the implementation of a combined assurance approach to ensure business adherence to regulations and best practices.
Role type
Compliance Monitoring Specialist
Builds
Compliance monitoring processes and combined assurance frameworks
Domain
Financial Services / Compliance
Deliverable
production ML models | dashboards & analysis | client delivery
Required skills
Data Analytics, Compliance Risk Management, Auditing, Risk Management, Regulatory Monitoring, Governance, Strategic Planning, Reporting, Scripting, Data Visualization
Preferred skills
Corporate and Investment Banking sector experience, Team Leadership, Big Four auditing experience
Technologies
Data Analytics tools, Scripting languages, Data visualization tools
Responsibilities
Conduct compliance reviews from planning to reporting, Monitor compliance with laws and regulations, Facilitate the establishment of a compliance culture, Participate in effective governance structures, Lead risk mitigation efforts with business unit Heads, Contribute to continuous monitoring capability building
Seniority
Mid-level (1-4 years experience)