Head of Trade Compliance: Energy & Financial Commodities and Derivatives (REMIT / EMIR / MAR / MiFID II/ FINFRAG)
Core
Design, operate, and enhance the compliance framework for physical and financial energy and commodities trading activities, focusing on REMIT, EMIR, MAR, and MiFID II obligations across EU, UK, and Swiss markets.
Role type
Senior Trade Compliance Officer (Energy & Financial Commodities)
Builds
Compliance frameworks, policies, procedures, controls, and governance for energy and commodities trading businesses.
Domain
Energy & Financial Commodities Trading (Power, Gas, Emissions, Oil, Derivatives)
Deliverable
Production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
REMIT, EMIR, MAR, MiFID II/MiFIR regulatory knowledge, trade surveillance, regulatory reporting, compliance framework design, risk assessment, policy development, training delivery, stakeholder advisory
Preferred skills
Postgraduate specialization in financial/energy regulation, experience with algorithmic/short-term power trade compliance, familiarity with trade surveillance tools, knowledge of European power and gas markets
Technologies
Trade surveillance tools, regulatory reporting systems
Responsibilities
Act as primary compliance contact for trading desks, provide advice on market conduct and reporting, lead trade surveillance, monitor and investigate potential breaches, oversee regulatory reporting, coordinate responses to regulator inquiries, support regulatory impact assessments, provide compliance input for new products, develop training programs, maintain policy documents, conduct compliance risk assessments, track regulatory developments, represent company in industry forums
Seniority
Senior, hands-on IC
