Northam Enterprise & Ops Risk Senior Manager
Core
Drive implementation and day-to-day management of the operational risk management framework for the Wise US Broker Dealer franchise.
Role type
Senior IC Enterprise & Ops Risk Manager
Builds
Scalable control monitoring programs, risk dashboards, and issue remediation workflows for the US Broker Dealer business.
Domain
Financial Services / Fintech / Broker Dealer
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
Operational risk management, risk appetite definition, KRI design, control mapping, issue remediation lifecycle, root-cause analysis, executive reporting, data analysis, SQL, Looker, Superset
Preferred skills
FINRA/SEC broker-dealer experience, investment management operations, ACH payment rails knowledge, Lightdash
Technologies
Optro, SQL, Looker, Superset, Lightdash
Responsibilities
Embed risk and control self-assessment processes, define key risks in end-to-end business processes, oversee issue remediation activities, support new product launches with risk assessments, coordinate quarterly residual risk assessments, design and implement KRIs and control monitoring dashboards.
Seniority
Senior, hands-on IC