Compliance (Assistant Manager - Manager Level)
Core
Lead compliance operations for an Insurance Brokerage and Financial Aggregator business, ensuring adherence to insurance and financial services regulations.
Role type
Assistant Manager, Regulatory Compliance
Builds
Internal compliance policies, regulatory reports, and risk assessment frameworks for the insurance brokerage and financial aggregator business.
Domain
Insurance Brokerage and Financial Aggregator (Fintech)
Deliverable
client delivery
Required skills
Regulatory reporting, risk assessment, policy development, stakeholder coordination, AML-CFT knowledge, regulatory landscape familiarity (Indonesia), analytical skills
Preferred skills
Certified Compliance Professional (CCP), Certified Anti-Money Laundering Specialist (CAMS), risk-based compliance approaches
Technologies
None stated
Responsibilities
Prepare and submit periodic reports and filings to regulators; monitor regulatory changes and assess impact; develop internal policies and SOPs; conduct internal compliance reviews and risk assessments; advise business teams on compliance for product enhancements; collaborate with operational teams to embed compliance requirements.
Seniority
Manager, hands-on IC with team leadership