Compliance Manager
Core
Manage the development and maintenance of a strong compliance framework for the SEDPE, ensuring adherence to regulatory requirements from the Financial Superintendency of Colombia (SFC), internal policies, AML, and CTF obligations.
Role type
Compliance Manager
Builds
Compliance Management System, regulatory reporting, risk mitigation strategies
Domain
Fintech, Financial Services, Regulatory Compliance (Colombia)
Required skills
AML/CTF risk management, regulatory monitoring, compliance risk assessment, internal audit coordination, regulatory reporting, cross-functional collaboration
Preferred skills
CAMS, ICA certifications
Technologies
Compliance Management Systems, transaction monitoring tools
Responsibilities
Ensure proper implementation and continuous improvement of the Compliance Management System; oversee transaction monitoring and escalation of suspicious activity reports (SARs); monitor relevant regulatory changes and assess their impact; conduct regular compliance risk assessments and lead mitigation strategy development; lead internal training initiatives on compliance, ethics, and conduct; participate in internal and external audits and regulatory inspections; prepare and submit required regulatory reports to SFC, UIAF, and other authorities; collaborate with legal, risk, operations, and technology teams; maintain accurate and up-to-date compliance documentation and controls.
Seniority
Mid-level, hands-on IC