Regulatory Compliance Junior
Core
Supports the Regulatory Compliance team in maintaining compliance with local regulatory requirements, PwC policies, and Network Standards.
Role type
Junior Regulatory Compliance Associate
Builds
Regulatory records, licenses, compliance documentation, and internal trackers
Domain
Professional Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory documentation management, Regulatory filing support, Compliance monitoring, Evidence collection and organization, Internal tracker maintenance, Training material preparation, Cross-functional collaboration, Microsoft Office proficiency (Excel, Word, PowerPoint), English fluency
Responsibilities
Prepare and maintain regulatory records, licenses, and compliance documentation; Support regulatory filings, registrations, and notifications to regulatory authorities; Assist in monitoring regulatory developments and updating internal trackers and procedures; Collect, review, and organize supporting evidence for compliance reviews and inspections; Support the execution of compliance monitoring activities and follow-up actions; Assist in preparing training materials, communications, and reports for stakeholders; Collaborate with internal teams to ensure timely completion of regulatory requirements; Archiving files; Update databases in/out (excel file containing evidence); Verify all the expired files against preservation file
