行政類(台中)-品質審查初級專員(服務中心)
Core
執行事務所獨立性遵循檢查,核對同仁投資與商業關係申報資料,並解決流程問題。
Role type
Junior compliance specialist (internal firm services)
Builds
Internal compliance workflows and reporting processes
Domain
Professional services / Financial compliance
Deliverable
client delivery
Required skills
Attention to detail, Process adherence, Communication, English reading
Preferred skills
Knowledge of financial investment products (stocks, funds)
Responsibilities
Conduct independence compliance checks, Verify and reconcile declaration data, Resolve submission process issues, Collaborate to optimize compliance workflows
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