Senior Brokerage Operations Associate (Canada)
Core
Design and automate scalable, auditable workflows for Canadian brokerage operations, translating regulatory requirements into systems for account lifecycle, trade settlement, and tax compliance.
Role type
Senior individual contributor brokerage operations specialist (Canada)
Builds
Automated operational workflows, SOPs, and control frameworks for a new Canadian brokerage entity (ACCC)
Domain
Financial services / Brokerage operations / Canadian securities regulation
Required skills
Canadian brokerage operations expertise, clearing and settlement, custody and asset servicing, registered accounts and tax operations, regulatory compliance (CIRO), process automation, exception management
Preferred skills
Greenfield dealer/custodian stand-up experience, CDS/CDSX infrastructure knowledge, AI-assisted operations, API-first platforms
Technologies
CDS, CDSX, RPA, rules engines, workflow automation tools
Responsibilities
Design account lifecycle and client servicing processes, manage trade lifecycle including settlement and fails, oversee custody and asset servicing, handle registered accounts and tax operations, build operational controls and runbooks
Seniority
Senior, hands-on IC
