Associate, Compliance (Mumbai)
Core
Maintain the Firm's compliance policies and procedures for BSA/AML across Trading, Lending, and Asset Management, focusing on KYC and AML activities.
Role type
Associate, Compliance (BSA/AML)
Builds
Robust BSA/AML compliance program and on-chain transaction monitoring
Domain
Digital assets, cryptocurrency, financial services
Deliverable
client delivery
Required skills
KYC onboarding reviews, AML alert clearance, blockchain investigations, OFAC sanctions screening, CDD/EDD execution, regulatory audit support, transaction monitoring validation
Preferred skills
CAMS certification, deep knowledge of BSA/AML/CDD/EDD/Transaction Monitoring, cryptocurrency industry experience, multi-project management
Technologies
OFAC screening tools, on-chain transaction monitoring systems
Responsibilities
Conduct and review OFAC screens and research false positives; Conduct Customer Due Diligence and review Customer Risk Ranking; Investigate and analyze AML alerts leading to suspicious activity reports; Assist in implementing on-chain transaction monitoring; Assist institutional clients and investors during the onboarding process; Ensure adherence to CDD, EDD, and Transaction Monitoring processes.
Seniority
Mid-level, hands-on IC