Client Group Risk and Controls Director, Asia Pacific
Core
Develop and deliver a governance framework ensuring the Client Group in Asia's activities meet regulatory obligations, manage risk events, and oversee operational resilience for a global investment manager.
Role type
Senior IC Director (Risk & Controls)
Builds
Governance frameworks, risk event response protocols, and operational resilience plans for the Asia Pacific client group.
Domain
Asset Management / Financial Services / Regulatory Compliance
Required skills
Risk management, regulatory compliance, governance framework design, operational resilience, financial crime expertise, stakeholder management, strategic planning, cross-functional collaboration, conflict resolution, time management
Preferred skills
10+ years in Asset Management, deep knowledge of fund structures and operational processes, ability to challenge constructively, relationship building
Technologies
N/A
Responsibilities
Oversee response to and recording of risk events; manage forums for senior management to discuss risks; document key risks facing the client group; monitor key risk areas and provide feedback; deliver operational resilience requirements; manage consumer duty board reporting; represent the group in regulatory change projects; deliver Asian requirements of global control programs; act as a local Financial Crime SME.
Seniority
Director, strategic oversight & hands-on execution